Luo, Chen (SFC:BKT275) 羅琛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Changjiang Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2017-08-31 | 2018-11-17 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2021-10-25 | Rep | Dealing in securities | 2021-10-25 |
| 3 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2018-11-23 | 2021-09-30 | Rep | Dealing in securities | 2018-12-17 | 2021-09-30 |
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