Li, Doris Ming 李敏

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED Rep Advising on securities 2006-07-20 2007-08-23
NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED RO 2007-08-23 2010-09-08
China Enterprise Securities Company Limited Rep 2013-03-25 2015-03-03
China Enterprise Securities Company Limited RO 2015-03-03 2017-11-30
JMC Capital HK Limited RO 2018-08-16 2019-06-11
PHILIPPA HUCKLE GROUP LIMITED (THE) RO 2019-06-20 2020-01-30
YONGAN GUOFU ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Rep 2021-08-25 2021-08-26
YONGAN GUOFU ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED RO 2021-08-26
2 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED Rep Asset management 2006-04-12 2007-08-23
NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED RO 2007-08-23 2010-09-08
China Enterprise Securities Company Limited Rep 2013-03-25 2015-03-03
China Enterprise Securities Company Limited RO 2015-03-03 2017-11-30
JMC Capital HK Limited RO 2018-08-16 2019-06-11
PHILIPPA HUCKLE GROUP LIMITED (THE) RO 2019-06-20 2020-01-30
YONGAN GUOFU ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Rep 2021-08-25 2021-08-26
YONGAN GUOFU ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED RO 2021-08-26
3 China Enterprise Securities Company Limited Rep Dealing in securities 2013-03-25 2015-03-03
China Enterprise Securities Company Limited RO 2015-03-03 2017-11-30
JMC Capital HK Limited RO 2018-08-16 2019-06-11
PHILIPPA HUCKLE GROUP LIMITED (THE) RO 2019-06-20 2020-01-30

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