Lee, Pak Shing 李百成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2015-06-01 | 2021-01-05 | Rep | Dealing in securities | 2015-06-01 | 2021-01-05 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-02-24 | 2006-12-05 |
| 3 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2006-09-21 | 2006-12-05 |
| 4 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2006-12-12 | 2008-06-24 | Rep | Leveraged foreign exchange trading | 2007-11-06 | 2008-06-24 |
| 5 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2006-12-12 | 2008-06-24 | Rep | Advising on securities | 2007-09-10 | 2008-06-24 |
| 6 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-02-24 | 2006-12-05 |
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