Chia, Kok Onn 謝國安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Grace Financial Limited (HK) | RO | Advising on securities | 2011-06-16 | 2020-12-31 | RO | Asset management | 2018-05-23 | 2020-12-31 |
| 2 | SYMPHONY AMP LIMITED | RO | Advising on securities | 2007-07-12 | 2008-10-31 |
| 3 | WALDEN TECHNOLOGY MANAGEMENT (H.K.) LIMITED | RO | Advising on securities | 2004-12-02 |
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