Lu, Nan (SFC:BKS599) 陸南
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2017-09-05 | 2020-06-24 | Rep | Advising on securities | 2017-09-05 | 2020-06-24 | Rep | Dealing in securities | 2017-09-05 | 2020-06-24 |
| 2 | ZhongYi Investment Managers Limited | Rep | Advising on securities | 2021-09-21 | Rep | Asset management | 2021-09-21 |
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