Li, Kwok Man (SFC:BKA616) 李國文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BERICH BROKERAGE LIMITED | Rep | Dealing in securities | 2021-02-01 | 2022-12-05 |
| 2 | SUNFUND SECURITIES LIMITED | RO | Dealing in securities | 2019-06-04 | 2020-10-31 | RO | Advising on securities | 2020-06-01 | 2020-10-31 |
| 3 | VISION FINANCE (SECURITIES) LIMITED | Rep | Dealing in securities | 2017-09-05 | 2018-09-05 |
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