Li, Shuxi 李舒習
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BC Global Asset Management Limited | Rep | Advising on securities | 2020-05-26 | 2020-06-09 | Rep | Asset management | 2020-05-26 | 2020-06-09 | Rep | Dealing in securities | 2020-05-26 | 2020-06-09 |
| 2 | China-Hong Kong Connect International Securities Limited | Rep | Dealing in securities | 2019-12-27 | 2020-01-03 |
| 3 | Fosun International Securities Limited | Rep | Dealing in securities | 2017-09-07 | 2018-10-03 |
| 4 | Glory Sun Securities Limited | Rep | Advising on securities | 2020-06-24 | 2020-11-25 | Rep | Asset management | 2020-06-24 | 2020-11-25 | Rep | Dealing in securities | 2020-06-24 | 2020-11-25 |
| 5 | Hang Tai Asset Management Limited | Rep | Advising on securities | 2019-12-27 | 2020-01-03 | Rep | Asset management | 2019-12-27 | 2020-01-03 |
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