Li, Botao (SFC:BKW478) 李伯韜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-09-08 | 2019-09-14 | Rep | Advising on securities | 2017-09-08 | 2019-09-14 | Rep | Dealing in securities | 2017-09-08 | 2019-09-14 |
| 2 | China Securities (International) Corporate Finance Company Limited | Rep | Advising on corporate finance | 2020-05-19 | 2021-07-20 | Rep | Dealing in securities | 2020-05-19 | 2021-07-20 |
| 3 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2019-09-23 | 2020-03-06 | Rep | Advising on securities | 2019-09-23 | 2020-03-06 |
| 4 | CLSA LIMITED | Rep | Dealing in securities | 2019-09-23 | 2020-03-06 | Rep | Advising on securities | 2019-10-17 | 2020-03-06 |
| 5 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2021-09-06 |
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