Yang, Zhangyi 楊章藝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2021-05-04 | 2022-08-16 | Rep | Asset management | 2021-05-04 | 2022-08-16 |
| 2 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2021-05-20 | 2022-08-16 |
| 3 | DL Family Office (HK) Limited | Rep | Advising on securities | 2020-08-17 | 2021-03-29 | Rep | Asset management | 2020-08-28 | 2021-03-29 |
| 4 | DL SECURITIES (HK) LIMITED | Rep | Advising on securities | 2020-07-02 | 2020-07-27 | Rep | Advising on corporate finance | 2020-07-07 | 2020-07-27 |
| 5 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2017-09-08 | 2019-02-23 |
| 6 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2017-09-08 | 2019-02-23 | Rep | Advising on securities | 2019-01-14 | 2019-02-23 | Rep | Asset management | 2019-01-14 | 2019-02-23 |
| 7 | Lego Asset Management Limited | Rep | Advising on securities | 2020-02-20 | 2020-03-04 | Rep | Asset management | 2020-02-20 | 2020-03-04 |
| 8 | SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2019-03-29 | 2020-02-07 | Rep | Asset management | 2019-03-29 | 2020-02-07 |
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