Kwok, Wing Lun 郭詠麟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | APOGEE PARTNERS LIMITED (HK) | Rep | Asset management | 2020-06-11 | 2020-07-21 | RO | Asset management | 2020-07-21 | 2021-07-20 |
| 2 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2009-09-09 | 2011-09-01 |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-07-23 | 2011-09-01 |
| 4 | FUDA CAPITAL LIMITED | RO | Advising on securities | 2019-02-13 | 2020-05-01 | RO | Asset management | 2019-02-13 | 2020-05-01 |
| 5 | Mason Futures Limited (HK) | Rep | Dealing in futures contracts | 2013-08-15 | 2016-08-17 |
| 6 | Mason Securities Limited | Rep | Dealing in securities | 2013-08-15 | 2016-08-17 |
| 7 | oOo Securities (HK) Group Limited | Rep | Advising on securities | 2006-03-09 | 2006-04-14 |
| 8 | Runlin Asset Management Limited | RO | Asset management | 2018-02-07 | 2019-01-31 |
| 9 | SFG Fund Limited | RO | Asset management | 2017-01-05 | 2017-08-28 |
| 10 | SFGHK Limited | RO | Dealing in securities | 2016-08-19 | 2017-08-28 | RO | Advising on securities | 2017-07-14 | 2017-08-28 |
| 11 | VSTH CAPITAL GLOBAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2021-07-23 | 2021-08-06 | RO | Advising on securities | 2021-08-06 | 2022-10-31 | RO | Asset management | 2021-08-06 | 2022-10-31 |
| 12 | WRise Prestige Asset Management Limited | RO | Advising on securities | 2023-03-27 | RO | Asset management | 2023-03-27 |
| 13 | WRise Prestige Securities Limited | RO | Dealing in securities | 2023-03-27 |
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