Chong, Ka Kam 莊家鑫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Lion Global Financial Limited | Rep | Advising on securities | 2006-04-07 | 2009-07-01 | Rep | Asset management | 2009-03-02 | 2009-07-01 | Rep | Dealing in securities | 2009-03-02 | 2009-07-01 |
| 2 | PEGASUS FUND MANAGERS LIMITED | Rep | Advising on securities | 2009-07-08 | 2009-09-29 | Rep | Asset management | 2009-07-08 | 2009-09-29 |
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