Robertson, Guy Hamilton (SFC:ANE312)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BTIG Hong Kong Limited | Rep | Dealing in securities | 2011-11-16 | 2014-07-21 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2006-03-15 | 2006-03-19 | Rep | Dealing in securities | 2008-02-21 | 2008-02-28 | Rep | Dealing in securities | 2008-04-02 | 2009-02-05 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2006-03-15 | 2006-03-19 | Rep | Dealing in securities | 2008-02-21 | 2008-02-28 | Rep | Dealing in futures contracts | 2008-04-02 | 2009-02-05 | Rep | Dealing in securities | 2008-04-02 | 2009-02-05 |
| 4 | Knight Capital Asia Limited | Rep | Dealing in securities | 2009-03-27 | 2011-08-04 |
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