Wan, Peter
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-06-18 | 2008-01-11 |
| 2 | HSBC FUTURES (SINGAPORE) PTE LTD | Rep | Dealing in futures contracts | 2006-03-16 | 2010-11-26 | Rep | Advising on futures contracts | 2007-08-13 | 2010-11-26 |
| 3 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2011-01-13 | 2011-08-30 |
| 4 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2011-01-13 | 2011-08-30 | Rep | Dealing in securities | 2011-01-13 | 2011-08-30 |
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