Carter, Ramsay James

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BNS Securities (HK) Limited RO Advising on securities 2019-05-10 2021-04-15
RO Dealing in securities 2019-05-10 2021-04-15
2 Credit Suisse (Hong Kong) Limited Rep Dealing in securities 2006-03-31 2011-06-28
Rep Automated trading services 2008-11-07 2011-06-28
Rep Dealing in futures contracts 2008-11-07 2011-06-28
3 Credit Suisse Futures (Hong Kong) Limited Rep Automated trading services 2007-12-04 2008-11-24
Rep Dealing in futures contracts 2007-12-04 2008-11-24

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