Carter, Ramsay James
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2006-03-31 | 2011-06-28 |
| 2 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2007-12-04 | 2008-11-24 |
| 3 | Credit Suisse Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2007-12-04 | 2008-11-24 |
| 4 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2008-11-07 | 2011-06-28 |
| 5 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-11-07 | 2011-06-28 |
| 6 | BNS Securities (HK) Limited | RO | Advising on securities | 2019-05-10 | 2021-04-15 |
| 7 | BNS Securities (HK) Limited | RO | Dealing in securities | 2019-05-10 | 2021-04-15 |
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