Wan, Chi Hang 溫志行
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-05-29 | 2016-11-08 | Rep | Dealing in securities | 2015-05-29 | 2016-11-08 |
| 2 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Advising on corporate finance | 2014-10-28 | 2015-05-14 |
| 3 | Huajin Corporate Finance (International) Limited | Rep | Advising on corporate finance | 2018-07-10 | 2023-02-02 |
| 4 | HUAJIN SECURITIES (INTERNATIONAL) LIMITED | Rep | Dealing in securities | 2016-11-23 | 2023-02-02 |
| 5 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2009-05-27 | 2009-06-18 | Rep | Dealing in securities | 2009-05-27 | 2009-06-18 | RO | Advising on corporate finance | 2009-06-18 | 2011-02-22 | RO | Dealing in securities | 2009-06-18 | 2011-02-22 |
| 6 | ICEA CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-03-21 | 2009-04-24 | Rep | Dealing in securities | 2006-03-21 | 2009-04-24 |
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