Lo, Garlick Kwok Keung 盧國強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FTL Wealth Management (HK) Limited | Rep | Advising on securities | 2007-09-21 | 2010-05-07 |
| 2 | YF Life Investors Limited | Rep | Advising on securities | 2006-04-20 | 2007-08-04 | Rep | Dealing in securities | 2006-11-02 | 2007-08-04 |
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