Wong, Joseph Man Jo (SFC:ANF134) 黃文藻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2009-04-27 | 2010-04-23 |
| 2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2009-04-27 | 2010-04-23 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2006-06-13 | 2006-11-22 |
| 4 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2006-06-22 | 2006-11-22 | Rep | Dealing in futures contracts | 2006-06-22 | 2006-11-22 |
| 5 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2006-06-13 | 2006-11-22 |
| 6 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2006-03-22 | 2006-04-28 | Rep | Dealing in securities | 2006-03-22 | 2006-04-28 |
| 7 | KGI ASIA LIMITED | Rep | Dealing in securities | 2012-12-31 | 2013-08-31 |
| 8 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-12-31 | 2013-08-31 |
| 9 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-03-20 | 2009-04-08 |
| 10 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2006-12-07 | 2008-08-02 |
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