Pendert, Stefan Alexander
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2006-03-22 | 2006-03-29 | Rep | Dealing in securities | 2007-07-10 | 2007-07-17 | Rep | Dealing in securities | 2011-02-16 | 2011-03-02 | Rep | Dealing in securities | 2011-03-07 | 2011-03-21 | Rep | Dealing in securities | 2011-04-04 | 2011-04-11 | Rep | Dealing in securities | 2011-04-13 | 2011-06-12 | Rep | Dealing in securities | 2011-11-14 | 2016-01-11 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2016-08-30 | 2020-03-23 |
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