Yau, Yuet Fong 丘月芳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2010-06-07 | 2011-08-06 | Rep | Asset management | 2010-06-07 | 2011-08-06 | Rep | Dealing in securities | 2010-06-07 | 2011-08-06 |
| 2 | Ge Shang Investment (Hong Kong) Limited | Rep | Advising on securities | 2006-06-01 | 2007-01-03 |
| 3 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | Rep | Advising on securities | 2022-07-19 | |
| 4 | PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Advising on securities | 2022-07-19 | 2022-12-31 |
| 5 | Principal Investment & Retirement Services Limited | Rep | Dealing in securities | 2022-07-19 | |
| 6 | WINTON CAPITAL ASIA LIMITED | Rep | Asset management | 2012-12-03 | 2014-04-17 |
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