Lam, Cedric Yee Ip 林怡曄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | Rep | Advising on corporate finance | 2012-07-03 | 2015-04-30 | Rep | Dealing in securities | 2012-07-03 | 2015-04-30 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2006-03-29 | 2010-03-05 | Rep | Dealing in securities | 2006-03-29 | 2010-03-05 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2006-03-29 | 2010-03-05 |
| 4 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-06-09 | 2018-04-13 | Rep | Dealing in securities | 2015-06-09 | 2018-04-13 |
| 5 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-08-10 | 2018-04-13 |
| 6 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2011-12-23 | 2012-06-30 | Rep | Dealing in securities | 2011-12-23 | 2012-06-30 |
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