Butcher, Penelope Jane
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2006-03-29 | 2006-04-05 | Rep | Dealing in securities | 2012-08-27 | 2012-08-31 | Rep | Dealing in securities | 2013-05-27 | 2013-06-03 | Rep | Dealing in securities | 2013-08-28 | 2013-09-04 | Rep | Dealing in securities | 2014-03-25 | 2014-03-28 | Rep | Dealing in securities | 2014-11-21 | 2014-11-28 | Rep | Dealing in securities | 2015-06-01 | 2015-06-05 | Rep | Dealing in securities | 2016-10-11 | 2016-10-17 | Rep | Advising on securities | 2017-10-10 | 2017-10-16 | Rep | Dealing in securities | 2017-10-10 | 2017-10-16 | Rep | Advising on securities | 2018-10-12 | 2018-10-17 | Rep | Dealing in securities | 2018-10-12 | 2018-10-17 | Rep | Advising on securities | 2019-06-14 | 2019-06-18 | Rep | Dealing in securities | 2019-06-14 | 2019-06-18 |
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