Liao, Sophia Tzu-Ting 廖姿婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2014-03-11 | 2017-04-25 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2006-04-03 | 2006-06-21 | Rep | Advising on securities | 2006-04-03 | 2006-06-21 | Rep | Dealing in securities | 2006-04-03 | 2006-06-21 |
| 3 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2006-04-03 | 2006-06-21 | Rep | Advising on securities | 2006-04-03 | 2006-06-21 | Rep | Dealing in securities | 2006-04-03 | 2006-06-21 |
| 4 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2006-08-21 | 2009-03-23 | Rep | Dealing in securities | 2006-08-21 | 2009-03-23 |
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