Cheng, Andrew Wai Lun 鄭偉倫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UPBEST COMMODITIES COMPANY LIMITED | Rep | Asset management | 2004-03-16 | Rep | Advising on futures contracts | 2019-12-23 | Rep | Dealing in futures contracts | 2019-12-23 | RO | Advising on futures contracts | 2019-12-23 | RO | Dealing in futures contracts | 2019-12-23 |
| 2 | UPBEST INVESTMENT COMPANY LIMITED | RO | Securities margin financing | 2018-06-29 | |
| 3 | UPBEST SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | Rep | Asset management | Rep | Advising on securities | 2018-06-29 | Rep | Dealing in securities | 2018-06-29 | RO | Advising on securities | 2018-06-29 | RO | Dealing in securities | 2018-06-29 |
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