Kawakita, Tadakatsu 川北忠勝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2009-09-23 | 2011-05-06 |
| 2 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2009-09-23 | 2011-05-06 | Vantage Capital Markets HK Limited | Rep | 2011-10-27 | 2012-02-02 | Vantage Capital Markets HK Limited | RO | 2012-02-02 | 2013-02-01 | Vantage Capital Markets HK Limited | Rep | 2013-02-01 | 2014-01-27 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2006-04-19 | 2006-04-26 | MIZUHO SECURITIES ASIA LIMITED | Rep | 2009-09-23 | 2011-05-06 | Vantage Capital Markets HK Limited | Rep | 2011-10-27 | 2012-02-02 | Vantage Capital Markets HK Limited | RO | 2012-02-02 | 2013-02-01 | Vantage Capital Markets HK Limited | Rep | 2013-02-01 | 2014-01-27 |
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