Tsang, Sui Wing 曾瑞榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA CIFCO SECURITIES CO., LIMITED | RO | Advising on securities | 2018-02-02 | 2019-05-03 | RO | Dealing in securities | 2018-02-02 | 2019-05-03 |
| 2 | CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2018-04-10 | 2019-01-03 | RO | Dealing in futures contracts | 2019-01-03 | 2019-05-03 |
| 3 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2007-07-25 | 2009-08-23 |
| 4 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2007-09-03 | 2009-08-23 |
| 5 | EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-04-19 | 2007-05-26 |
| 6 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2009-10-15 | 2011-09-03 | Rep | Dealing in securities | 2009-10-15 | 2011-09-03 |
| 7 | KGI ASIA LIMITED | Rep | Dealing in securities | 2009-09-01 | 2009-09-22 |
| 8 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-09-01 | 2009-09-22 |
| 9 | SDHG International Securities Limited | Rep | Dealing in securities | 2019-08-08 | 2019-09-16 | RO | Dealing in securities | 2019-09-16 | 2021-02-05 |
| 10 | Vantage New Generation Securities Limited | Rep | Advising on securities | 2017-07-31 | 2017-08-08 | Rep | Dealing in securities | 2017-07-31 | 2017-08-08 | RO | Advising on securities | 2017-08-08 | 2018-01-19 | RO | Dealing in securities | 2017-08-08 | 2018-01-19 |
| 11 | WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-07-25 | 2014-09-20 |
| 12 | WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2012-07-25 | 2014-09-20 |
| 13 | Zero2IPO Securities Limited | Rep | Dealing in securities | 2022-09-22 | 2022-10-17 | RO | Dealing in securities | 2022-10-17 | 2023-05-05 |
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