Yao, Kenneth (SFC:ANH517) 姚根霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2006-04-24 | 2008-09-29 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2016-03-07 | |
| 3 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2016-03-07 | Rep | Dealing in futures contracts | 2016-03-07 | Rep | Dealing in securities | 2016-03-07 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-10-10 | 2009-12-19 |
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