Cao, Qi (SFC:ANH530) 操琦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2008-10-08 | 2010-05-22 | Rep | Dealing in securities | 2008-10-08 | 2010-05-22 |
| 2 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-05-29 | 2018-10-16 | Rep | Advising on securities | 2015-05-29 | 2018-10-16 | Rep | Dealing in securities | 2015-05-29 | 2018-10-16 |
| 3 | CGS International Securities Hong Kong Limited | Rep | Advising on corporate finance | 2013-05-28 | 2015-02-26 | Rep | Dealing in securities | 2013-05-28 | 2015-02-26 |
| 4 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-11-14 | 2021-01-29 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2018-11-14 | 2021-01-29 | Rep | Dealing in securities | 2018-11-14 | 2021-01-29 |
| 6 | Mason Global Capital Limited | Rep | Advising on corporate finance | 2021-05-20 | 2021-06-10 | RO | Advising on corporate finance | 2021-06-10 | 2021-12-08 |
| 7 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2022-01-12 | 2023-06-27 |
| 8 | Soochow Securities International Capital Limited | Rep | Advising on corporate finance | 2022-01-12 | 2022-05-03 | RO | Advising on corporate finance | 2022-05-03 | 2023-06-27 |
| 9 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2006-04-24 | 2008-06-19 | Rep | Dealing in securities | 2006-04-24 | 2008-06-19 |
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