Lee, Hyun Woo (SFC:ANH636)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EIG Global Energy (Asia) Limited | RO | Dealing in securities | 2020-01-16 | |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2006-04-25 | 2008-11-21 | Rep | Dealing in securities | 2006-04-25 | 2008-11-21 |
| 3 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2012-02-22 | 2012-08-20 | Rep | Advising on securities | 2012-02-22 | 2012-08-20 | Rep | Dealing in securities | 2012-02-22 | 2012-08-20 |
| 4 | Yorkville Advisors HK Limited | Rep | Dealing in securities | 2009-04-09 | 2010-10-15 | Rep | Advising on securities | 2009-05-07 | 2010-10-15 | Rep | Advising on corporate finance | 2010-08-27 | 2010-10-15 |
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