Lau, Eddie Fu Wing 劉富榮

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Arta Asset Management Limited RO Advising on securities 2021-11-29
RO Asset management 2021-11-29
RO Dealing in securities 2021-11-29
2 Arta Corporate Advisory Limited RO Advising on corporate finance 2022-04-20 2022-12-05
Rep Advising on corporate finance 2022-12-05 2023-07-20
3 Arta Global Futures Limited RO Dealing in futures contracts 2022-04-20
4 Arta Global Markets Limited RO Advising on securities 2022-04-20
RO Asset management 2022-04-20
RO Dealing in securities 2022-04-20
5 Chocolate Asset Management Limited Rep Asset management 2021-03-22 2021-05-24
6 ELLIOTT ADVISORS (HK) LIMITED Rep Asset management 2006-04-27 2008-07-15
7 Harmony Advisors Limited RO Asset management 2014-01-28 2018-02-28
RO Dealing in securities 2015-10-26 2018-02-28
8 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2009-12-01 2010-11-01
9 Merrill Lynch Far East Limited Rep Dealing in securities 2009-12-01 2010-11-01
Rep Dealing in futures contracts 2010-09-08 2010-11-01
10 MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2009-12-01 2010-09-08
11 PCA Investments Hong Kong, Limited RO Asset management 2011-06-16 2013-02-22
12 RONGTONG GLOBAL INVESTMENT LIMITED Rep Asset management 2018-04-18 2018-07-31
Rep Dealing in securities 2018-04-18 2018-07-31
RO Advising on securities 2018-07-31 2020-12-14
RO Asset management 2018-07-31 2020-12-14
RO Dealing in securities 2018-07-31 2020-12-14
13 Vicis Capital (Hong Kong) Limited Rep Asset management 2009-01-05 2009-10-07

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