Lau, Eddie Fu Wing 劉富榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Vicis Capital (Hong Kong) Limited | Rep | Asset management | 2009-01-05 | 2009-10-07 |
| 2 | RONGTONG GLOBAL INVESTMENT LIMITED | Rep | Asset management | 2018-04-18 | 2018-07-31 | Rep | Dealing in securities | 2018-04-18 | 2018-07-31 | RO | Advising on securities | 2018-07-31 | 2020-12-14 | RO | Asset management | 2018-07-31 | 2020-12-14 | RO | Dealing in securities | 2018-07-31 | 2020-12-14 |
| 3 | PCA Investments Hong Kong, Limited | RO | Asset management | 2011-06-16 | 2013-02-22 |
| 4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-12-01 | 2010-09-08 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2009-12-01 | 2010-11-01 | Rep | Dealing in futures contracts | 2010-09-08 | 2010-11-01 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2009-12-01 | 2010-11-01 |
| 7 | Harmony Advisors Limited | RO | Asset management | 2014-01-28 | 2018-02-28 | RO | Dealing in securities | 2015-10-26 | 2018-02-28 |
| 8 | ELLIOTT ADVISORS (HK) LIMITED | Rep | Asset management | 2006-04-27 | 2008-07-15 |
| 9 | Chocolate Asset Management Limited | Rep | Asset management | 2021-03-22 | 2021-05-24 |
| 10 | Arta Global Markets Limited | RO | Advising on securities | 2022-04-20 | RO | Asset management | 2022-04-20 | RO | Dealing in securities | 2022-04-20 |
| 11 | Arta Global Futures Limited | RO | Dealing in futures contracts | 2022-04-20 | |
| 12 | Arta Corporate Advisory Limited | RO | Advising on corporate finance | 2022-04-20 | 2022-12-05 | Rep | Advising on corporate finance | 2022-12-05 | 2023-07-20 |
| 13 | Arta Asset Management Limited | RO | Advising on securities | 2021-11-29 | RO | Asset management | 2021-11-29 | RO | Dealing in securities | 2021-11-29 |
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