Wakizaki, Emi 脇崎惠美
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2006-04-26 | 2007-04-04 |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2006-09-26 | 2007-04-04 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2008-02-20 | 2008-06-11 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2008-02-20 | 2008-06-11 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2008-12-02 | 2009-04-16 |
| 6 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-12-02 | 2009-04-16 |
| 7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2008-12-23 | 2009-04-16 |
| 8 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2016-09-06 | 2017-03-31 |
| 9 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-09-06 | 2019-02-27 |
| 10 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2016-09-06 | 2019-02-27 |
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