Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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|1||Daiwa Capital Markets Hong Kong Limited||RO||Advising on corporate finance||2006-05-26||2008-04-17||RO||Advising on securities||2006-07-26||2008-04-17||RO||Dealing in securities||2006-07-26||2008-04-17||RO||Dealing in futures contracts||2007-10-05||2008-04-17|
|2||DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED||RO||Dealing in futures contracts||2007-02-02||2007-11-01|