Lam Wong, Mary Yuk Sin 林黃玉羨
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | JS SECURITIES LIMITED (HK) | RO | Advising on corporate finance | 2004-05-31 | RO | Advising on securities | 2004-05-31 | RO | Asset management | 2004-05-31 | RO | Automated trading services | 2004-05-31 | RO | Dealing in securities | 2006-01-25 |
| 2 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | RO | Advising on corporate finance | 2004-05-31 | RO | Advising on securities | 2004-05-31 | RO | Asset management | 2004-05-31 | RO | Automated trading services | 2004-05-31 | RO | Dealing in securities | 2006-01-25 | RO | Dealing in futures contracts | 2004-05-31 | 2006-01-25 | Rep | Dealing in futures contracts | 2006-01-25 | 2014-01-24 | Rep | Dealing in securities | 2006-01-25 | 2014-01-24 |
| 3 | Sunwah Kingsway Leasing and Finance Limited | Rep | Advising on futures contracts | 2004-05-31 | Rep | Asset management | 2004-05-31 | Rep | Dealing in futures contracts | 2005-11-30 |
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