Lee, Ricky Wai Keung 李偉強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2021-07-14 | 2022-09-07 | Rep | Dealing in securities | 2021-07-14 | 2022-09-07 | Rep | Asset management | 2022-06-30 | 2022-09-07 | Rep | Advising on securities | 2023-03-07 | 2023-05-23 | Rep | Asset management | 2023-03-07 | 2023-05-23 | Rep | Dealing in securities | 2023-03-07 | 2023-05-23 |
| 2 | IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2014-07-08 | 2015-10-25 |
| 3 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2006-05-09 | 2010-05-31 | Rep | Dealing in securities | 2009-08-11 | 2011-03-14 |
| 4 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2022-09-26 | 2023-02-07 |
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