Chen, Chi Wan 陳志宏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2006-05-15 | 2006-11-16 |
2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-05-15 | 2006-11-16 | Rep | Dealing in securities | 2006-05-15 | 2006-11-16 |
3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2006-11-27 | 2007-09-21 |
4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-11-27 | 2007-09-22 |
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