Samuel, Jacob
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ares Management Asia (Hong Kong) Limited | Rep | Asset management | 2014-07-30 | 2017-04-10 | Rep | Dealing in securities | 2016-12-22 | 2017-04-10 | Rep | Advising on securities | 2017-05-26 | 2021-01-01 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2006-05-15 | 2008-09-29 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2008-10-10 | 2008-11-15 | Rep | Advising on securities | 2010-06-02 | 2011-06-02 |
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