Sim, James Choon Wen 沈俊文

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Affiliated Managers Group (Hong Kong) Limited RO Dealing in securities 2010-12-07 2019-04-04
2 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED Rep Advising on securities 2006-05-16 2006-05-22

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