Li, Andrew Sing-Tsze 李承智
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2010-03-17 | 2010-09-09 |
2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2006-05-16 | 2006-12-15 | Rep | Asset management | 2006-05-16 | 2006-12-15 | Rep | Dealing in securities | 2006-05-16 | 2006-12-15 |
3 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-05-16 | 2006-12-15 |
4 | Kirin Asset Management Limited | Rep | Advising on securities | 2007-09-14 | 2008-09-01 | Rep | Asset management | 2007-09-14 | 2009-03-31 |
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