Lee, Emily Duk Yee 李德兒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2014-08-06 | 2016-09-24 |
| 2 | Goldman Sachs Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2016-09-13 | 2016-09-24 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-07-04 | 2011-01-12 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-09-03 | 2011-01-12 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-07-04 | 2010-09-03 |
| 6 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2006-05-22 | 2007-05-02 |
| 7 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2006-05-22 | 2007-05-02 |
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