Xu, Ying (SFC:ANK771) 徐瑩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2006-05-25 | 2008-03-11 | Rep | Dealing in securities | 2006-05-25 | 2008-03-11 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2006-05-25 | 2008-03-11 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2008-05-22 | 2010-03-02 | Rep | Dealing in securities | 2008-05-22 | 2010-03-02 | Rep | Advising on securities | 2008-06-30 | 2010-03-02 |
| 4 | FountainCap Research & Investment (Hong Kong) Co., Limited | Rep | Asset management | 2015-06-15 | 2018-01-23 | RO | Advising on securities | 2017-02-09 | 2019-08-30 | RO | Asset management | 2018-01-23 | 2019-08-30 |
| 5 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2012-01-13 | 2012-03-10 | Rep | Advising on securities | 2012-01-13 | 2012-03-10 | Rep | Dealing in securities | 2012-01-13 | 2012-03-10 |
| 6 | VS Partners (Hong Kong) Co., Limited | RO | Advising on securities | 2020-03-25 | RO | Asset management | 2020-03-25 |
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