Ng, Desmond Ka Yiu 吳家耀

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) Rep Advising on securities 2014-10-29 2015-01-27
Rep Dealing in securities 2014-10-29 2015-01-27
RO Advising on securities 2015-01-27 2015-05-31
RO Dealing in securities 2015-01-27 2015-05-31
2 Allianz Global Investors Asia Pacific Limited (SFC:BFE699) RO Advising on securities 2015-06-01
RO Dealing in securities 2015-06-01
RO Asset management 2016-01-04
3 Allianz Global Investors Hong Kong Limited Rep Advising on securities 2014-10-29 2015-01-27
Rep Dealing in securities 2014-10-29 2015-01-27
RO Advising on securities 2015-01-27 2015-05-31
RO Dealing in securities 2015-01-27 2015-05-31
4 INVESCO ASSET MANAGEMENT ASIA LIMITED Rep Dealing in securities 2006-09-11 2007-08-29
RO Dealing in securities 2007-08-29 2014-08-08
5 INVESCO HONG KONG LIMITED Rep Advising on securities 2006-09-11 2007-08-29
Rep Dealing in securities 2006-09-11 2007-08-29
RO Advising on securities 2007-08-29 2014-08-08
RO Dealing in securities 2007-08-29 2014-08-08
6 JPMorgan Asset Management (Asia Pacific) Limited Rep Advising on securities 2005-01-06 2006-08-18
Rep Asset management 2005-01-06 2006-08-18
7 JPMorgan Funds (Asia) Limited Rep Advising on corporate finance 2004-01-15
Rep Advising on securities 2004-01-15
Rep Asset management 2004-01-15
Rep Dealing in securities 2005-01-31
RO Advising on securities 2005-01-31 2006-08-18
RO Asset management 2005-01-31 2006-08-18
RO Dealing in securities 2005-01-31 2006-08-18

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