Tsui, Dominic Tak Shing 徐德成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BSI Investment Advisors (Hong Kong) Limited | Rep | Advising on securities | 2011-09-27 | 2012-03-01 | Rep | Dealing in securities | 2011-09-27 | 2012-03-01 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2006-05-29 | 2007-02-28 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2009-03-23 | 2010-09-22 | Rep | Advising on corporate finance | 2009-07-16 | 2010-09-22 | Rep | Advising on securities | 2009-07-16 | 2010-09-22 |
| 4 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2009-07-16 | 2010-09-22 | Rep | Advising on securities | 2009-07-16 | 2010-09-22 | Rep | Dealing in securities | 2009-07-16 | 2010-09-22 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-03-23 | 2009-06-17 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy