Patterson, Brooke Ainsley
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Belvest Investment Services Limited | Rep | Advising on securities | 2006-07-27 | 2008-04-30 | Rep | Asset management | 2006-07-27 | 2008-04-30 |
| 2 | CBH Asia Limited | Rep | Advising on securities | 2011-11-22 | 2012-08-17 | Rep | Asset management | 2011-11-22 | 2012-08-17 | Rep | Dealing in securities | 2011-11-22 | 2012-08-17 |
| 3 | Ord Minnett Hong Kong Limited | RO | Dealing in securities | 2013-01-15 | 2015-11-17 | RO | Advising on securities | 2014-01-17 | 2015-11-17 | Rep | Advising on securities | 2015-11-17 | 2017-06-30 | Rep | Dealing in securities | 2015-11-17 | 2017-06-30 |
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