Yam, Chin Pang (SFC:ANL963) 任展鵬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Funderstone Securities Limited | Rep | Advising on securities | 2013-01-04 | 2013-01-31 |
| 2 | Huajin Corporate Finance (International) Limited | Rep | Advising on securities | 2021-03-04 | |
| 3 | HUAJIN RESEARCH (INTERNATIONAL) LIMITED | Rep | Advising on securities | 2017-04-10 | 2021-09-14 | RO | Advising on securities | 2021-09-14 |
| 4 | HUAJIN SECURITIES (INTERNATIONAL) LIMITED | Rep | Dealing in securities | 2017-04-10 | |
| 5 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2006-05-29 | 2006-09-20 |
| 6 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-05-29 | 2006-09-20 |
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