Stattman, Dennis Ward
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2006-06-05 | 2006-07-05 | Rep | Advising on securities | 2008-11-14 | 2008-12-14 | Rep | Dealing in securities | 2008-11-14 | 2008-12-14 | Rep | Advising on securities | 2014-10-09 | 2014-10-17 | Rep | Dealing in securities | 2014-10-09 | 2014-10-17 |
2 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2014-10-09 | 2014-10-17 | Rep | Dealing in securities | 2014-10-09 | 2014-10-17 | Rep | Advising on securities | 2016-05-16 | 2016-05-20 | Rep | Dealing in securities | 2016-05-16 | 2016-05-20 |
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