Liu, Pei Wen (SFC:ANM095) 劉佩雯

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 ASSURED ASSET MANAGEMENT LIMITED (HK) Rep Advising on securities 2017-10-17 2018-10-25
2 BOCI SECURITIES LIMITED Rep Advising on securities 2011-10-07 2012-12-17
Rep Dealing in securities 2011-10-07 2012-12-17
3 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED Rep Dealing in securities 2006-07-27 2007-07-17

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