Au, Kar Yee 歐家宜

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Arta Asset Management Limited Rep Advising on securities 2009-05-11 2010-02-08
2 BOCI SECURITIES LIMITED Rep Advising on securities 2008-01-18 2008-02-05
3 CASH Wealth Management Limited Rep Advising on securities 2006-06-28 2007-12-31
Rep Advising on securities 2008-03-25 2009-04-14
4 Channel 8 Wealth Management Limited Rep Advising on securities 2010-03-19 2011-08-07
Rep Dealing in securities 2010-03-19 2011-08-07
5 ENLIGHTEN SECURITIES LIMITED Rep Dealing in securities 2009-10-09 2010-02-08

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