Au, Kar Yee 歐家宜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arta Asset Management Limited | Rep | Advising on securities | 2009-05-11 | 2010-02-08 |
| 2 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2008-01-18 | 2008-02-05 |
| 3 | CASH Wealth Management Limited | Rep | Advising on securities | 2006-06-28 | 2007-12-31 | Rep | Advising on securities | 2008-03-25 | 2009-04-14 |
| 4 | Channel 8 Wealth Management Limited | Rep | Advising on securities | 2010-03-19 | 2011-08-07 | Rep | Dealing in securities | 2010-03-19 | 2011-08-07 |
| 5 | ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2009-10-09 | 2010-02-08 |
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