Pitts, Greenfield Spenceley
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on futures contracts | 2014-12-10 | 2015-06-30 | Rep | Dealing in futures contracts | 2014-12-10 | 2015-06-30 |
| 2 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2006-06-29 | 2007-02-01 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2006-06-07 | 2007-02-01 | Rep | Dealing in securities | 2006-06-07 | 2007-02-01 |
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