Chen, Yi (SFC:ANM687) 陳藝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Agricole Securities (Asia) Limited | Rep | Advising on securities | 2006-06-15 | 2008-04-03 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2012-03-05 | 2016-01-07 |
| 3 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-04-18 | 2021-12-16 | RO | Advising on corporate finance | 2021-12-16 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2016-04-18 | 2016-08-22 | RO | Dealing in securities | 2016-08-22 | Rep | Advising on securities | 2016-10-11 |
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